Compliance Manager
description

eToro is the world’s leading social trading network, providing millions of users from around the world a one-stop-shop solution for their trading and investing needs. Since 2007, eToro has positioned itself as a Fintech leader, pioneering revolutionary practices such as social trading, blockchain and machine-learning-based investment products. eToro is a regulated and secure platform, operating in full transparency with its clients’ interest in mind.

eToro’s award-winning trading and investing platform is home to millions of traders and investors in 150 countries. Join our Compliance department and enjoy a professional, rewarding job atmosphere at a company that puts on emphasis on professional standards, while keeping the workplace fun. We offer competitive fees and great benefits for the right applicant.

Job Description:

  • Ongoing monitoring and oversight of regulatory development relevant to the activities of eToro in Australia
  • Informing relevant decision makers of the relevant legal/regulatory updates;
  • Communication with / reporting to ASIC
  • Monitoring of the ASIC reporting schedule for all activities of the Company (including Finance, Dealing and Customer facing (i.e. complaints))
  • Compliance monitoring: quarterly review of all company operations in line with the regulatory guidelines AND audit findings
  • Supervision of Customer Facing Department for complaints handling and verification
  • Oversight and approval of any marketing materials
  • Oversight and approval of any verification-related training
  • Supervision of the AML Compliance Function, especially for client onboarding and verification
  • Ensuring the company has appropriate structure / governance to which ASIC is notified
  • Approval of Corporate accounts & PEPs
  • Cooperation with Legal Department on maintaining the company’s T&Cs up to date with the relevant legislation
  • Cooperation with the Product and Ops team to ensure the compliance function has the necessary reports required for ongoing monitoring
  • Independent function, reporting directly to the Board


requirements

Job Prerequisites:

  • Academic Degree – Finance or Legal desired
  • Previous job experience in a related field – minimum 3 years
  • Extensive knowledge and experience with MIFID directives & ASIC regulations
  • Open to creative solutions & business innovation; a team player
  • Strong communication and presentation skills; must be comfortable to communicate with the senior management and the regulator
  • Strong verbal skills
  • English - At mother tongue level;


Australia office
location
Compliance
department
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